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131	Global Equity Portfolio Advisor Class March 31, 2015 Ticker: HLMGX Add to Reading List Source URL: www.hardingloevnerfunds.com Language: English - Date: 2015-04-20 10:55:33 Economics Financial ratios Financial markets Financial risk Fundamental analysis MSCI Diversification Beta Portfolio Financial economics Finance Investment
132	DOL Delivers on its Promise: Conflict of Interest Rule Proposal Provides Needed Protections for Retirement Savers, Flexibility for Financial Firms In mid-April, the Department of Labor did what many thought to be impossi Add to Reading List Source URL: www.consumerfed.org Language: English - Date: 2015-05-07 15:06:18 Business Investment Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Fiduciary Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered Investment Advisor Corporate advisory Law Finance Financial economics
133	Microsoft WordSTA SSA Joint Letter.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-16 16:54:12 Finance Stock market 76th United States Congress SEC filings Registered Investment Advisor Proxy statement Investment Advisers Act Investment Advisor Financial Industry Regulatory Authority United States securities law Financial economics Business
134	Microsoft Word - FINAL SEIA Comments Re Municipal Advisor Registration Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-09 16:14:44 Technology Solar Energy Industries Association Solar energy in the United States Solar power Photovoltaics Financial adviser U.S. Securities and Exchange Commission Solar energy Solar Cities in Australia Energy Energy conversion Alternative energy
135	YOUR RIGHTS AND RESPONSIBILITIES AS A RAYMOND JAMES CLIENT Spend some time with this comprehensive guide to get the most out of your experience with Raymond James and your advisor, including services available and our ke Add to Reading List Source URL: raymondjames.com Language: English - Date: 2015-01-27 11:26:14 Financial services Financial markets Collective investment schemes Financial adviser Short Mutual fund Security Raymond James Financial Investment Policy Statement Financial economics Investment Finance
136	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 7, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-07 12:58:36 73rd United States Congress United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Securities regulation in the United States Government Securities Exchange Act Investment Advisor United States securities law 76th United States Congress Financial regulation
137	Global Equity Portfolio HARDIN G LOEVNER F UNDS Advisor Class Add to Reading List Source URL: www.hardingloevnerfunds.com Language: English - Date: 2013-07-24 15:02:51 Economics Financial ratios Financial markets Financial risk Mathematical finance Portfolio Diversification Beta MSCI Financial economics Finance Investment
138	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 21, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-21 09:29:51 Financial services 76th United States Congress Registered Investment Advisor Investment Advisers Act Financial adviser Pension Investment Company Act Collective investment scheme Financial economics Investment Finance
139	Advisor League Tables Q1 2015 International – Deal Volume and Value Add to Reading List Source URL: www.experian.co.uk Language: English - Date: 2015-04-17 04:23:32 Financial economics Skadden Arps Slate Meagher & Flom Goldman Sachs Lazard Morgan Stanley Merrill Lynch Investment banking UBS Latham & Watkins Investment Investment banks Primary dealers
140	APPENDIX C GLOSSARY OF TERMS 1. Advisory Affiliate: Your advisory affiliates are (1) all of your officers, partners, or directors (or any person performing similar functions); (2) all persons directly or indirectly contr Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 16:59:34 SEC filings Business United States securities law Financial adviser Regulation S-X Investment Advisor Security Securities Act UBS Financial economics Finance Investment

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